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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-29 |
| AZ | RA | APPROVED | 2011-03-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Phoenix | AZ | 02/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, PANAMA CITY BEACH, FL, 100% OWNERSHIP, START 5/1/2021, 3 HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INVT RELATED, OVERGAARD, AZ, 100% OWNERSHIP, START DATE 7/1/2022, 4 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAIN PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-06 |
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