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Rosary Whitlock

Rockefeller Financial LLC

Atlanta, GA

Fort Lauderdale, FL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-07
TX RA APPROVED_RES 2025-06-27
  • FL RA
    APPROVED
    Since 2025-07-07
  • TX RA
    APPROVED_RES
    Since 2025-06-27

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Aventura FL 02/2013 06/2025
Rockefeller Financial Llc Fort Lauderdale FL 06/2025 Present
Rockefeller Capital Management Fort Lauderdale FL 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-16
S63 Uniform Securities Agent State Law Examination 1990-07-09
  • S65 Uniform Investment Adviser Law Examination
    2007-07-16
  • S63 Uniform Securities Agent State Law Examination
    1990-07-09
Other Names
  • Rosary Slava
  • Gigi Slava
  • Rosary Mucci
  • Gigi Whitlock

View on SEC IAPD

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