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Current Employers
Feltl Advisors

One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-03-25
WI RA APPROVED 2019-03-25
  • MN RA
    APPROVED
    Since 2019-03-25
  • WI RA
    APPROVED
    Since 2019-03-25

Branch Locations

One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States

West St. Paul, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Circle Pines MN 08/2012 04/2018
The Oak Ridge Financial Services Group, Inc. Golden Valley MN 04/2018 03/2019
Feltl And Company Minnetonka MN 03/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-14
S63 Uniform Securities Agent State Law Examination 2005-06-28
  • S65 Uniform Investment Adviser Law Examination
    2011-10-14
  • S63 Uniform Securities Agent State Law Examination
    2005-06-28

View on SEC IAPD

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