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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
VA RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • VA RA
    APPROVED
    Since 2020-11-12

Branch Locations

123 Rowell Court, Falls Church, VA 22046 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 09/2000 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Falls Church VA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 09/2000 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Falls Church, VA
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Falls Church, VA
  • 2002-02-01 → 2012-07-02
    First Allied Securities, Inc.
    Vienna, VA
    Falls Church, VA
Other Businesses

1)KROSNOWSKI & SCOTT LLC. PARTNER. REAL ESTATE. AGENT/BROKER/DEVELOPER. 2) KROSNOWSKI & SCOTT LLC- 60% OWNER- RIA BUSINESS; SUB-LEASES OFFICE SPACE IN ADDITION TO BEING THE DBA. START DATE 12/3/2004. 3) RETIREMENT PLANNERS & ADMINISTRATORS INC. CONSULTING; INDEPENDENT CONTRACTOR; MARKETING; START DATE 05/01/2011; 8 HOURS PER MONTH. 4.)KROSNOWSKI & SCOTT LLC; REAL ESTATE (RENTAL); START DATE 03/01/2015; 4 HOURS PER MONTH 5.) GEORGE KROSNOWSKI & JOAN KROSNOWSKI REVOCABLE LIVING TRUST; TRUSTEE; START DATE 11/26/2018; 4 HOURS PER MONTH. 6.) NAME OF OTHER BUSINESS: POWER OF ATTORNEY/SUCC TRUSTEE FOR CLIENTS LIVING TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTEREDLOCATION; NATURE OF BUSINESS: ESTATE; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY/ SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:1; BRIEF DESCRIPTION OF DUTIES: SERVE AS POWER OF ATTORNEY/SUCC TRUSTEE FOR LIVING TRUST;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-08-21
S63 Uniform Securities Agent State Law Examination 1985-12-27
  • S65 Uniform Investment Adviser Law Examination
    1991-08-21
  • S63 Uniform Securities Agent State Law Examination
    1985-12-27
Other Names
  • Andy Krosnowski
  • Drew Krosnowski

View on SEC IAPD

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