Seth Leldon Knight

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2008-03-04

GA RA
APPROVED

Since 2008-03-04

Branch Locations

6801 River Road Bldg I, Ste 1, Columbus, GA 31904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass. Mutual Atlanta Agency	Atlanta	GA	09/1984	Present
Massachusetts Mutual Life Insurance Company	Springfield	MA	10/1984	Present
Mml Investors Services, Inc.	Atlanta	GA	11/1985	Present

09/1984 → Present

Mass. Mutual Atlanta Agency

Atlanta, GA
10/1984 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
11/1985 → Present

Mml Investors Services, Inc.

Atlanta, GA

Other Businesses

(1)NAME: STATE MUTUAL LIFE INSURANCE COMPANY INV REL: Y ADDR: 1 STATE MUTUAL DRIVE, ROME, GA 30165 NATURE: COMPENSATED BOARD SERVICE POSITION: BOARD MEMBER START: 2004 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 6. (2)NAME: KNIGHT RAWLS INC INV REL: Y ADDR: 6001 RIVER RD, STE 400, COLUMBUS, GA 31904 NATURE: INDIVIDUAL LIFE, GROUP HEALTH, GROUP LIFE POSITION: SALES, OWNERSHIP START: 1998 NO HRS/MO: 200 NO HRS/MO DUR TRADING: 100. (3)NAME: UGA FOUNDATION INV REL: N ADDR: UNIVERSITY OF GEORGIA, ATHENS GA 30602 NATURE: BOARD SERVICE POSITION: VICE CHAIRMAN START: 10/01/2022 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4 DUTIES: VOLUNTEER ONLY - PAY ALL EXPENSES MYSELF (4)NAME: GEORGIA STATE GOLF ASSOCIATION FOUNDATION INV REL: Y ADDR: 2205 NORTHSIDE DRIVE NW, SUITE 200 ATLANTA GA 30305 NATURE: BOARD SERVICE POSITION: PRESIDENT START: 07/01/2022 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3. DUTIES: SERVE THE BOARD OF DIRECTORS AND PRESIDE OVER MEETINGS. (5)NAME: YATES LLC INV REL: Y ADDR: 2800 CENTURY PKWY NE SUITE 300 ATLANTA GA 30305 NATURE: OUTSIDE INSURANCE SALES; HEALTH POSITION: MANAGING PARTNER START: 01/01/2022 NO HRS/MO: 130 NO HRS/MO DUR TRADING: 120.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-12-04

S63 Uniform Securities Agent State Law Examination

1986-12-04

Other Names

Seth Leldon Iii Knight

View on SEC IAPD