Ward Russell Brickner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Guardian Life Insurance Company Of America
  Woodbury, NY
• 06/2014 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2014-08-08 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-02-06 → 2014-07-07
  Park Avenue Securities Llc
  Woodbury, NY
  Woodbury, NY

Other Businesses

1) DBA-FORTRESS FINANCIAL SERVICES, INC. SELLING NON-GUARDIAN INSURANCE PRODUCTS 2) NATIONAL NETWORK FOR ATTORNEYS POSITION: PARTNER NATURE: MARKETING to Attorneys INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2012 ADDRESS: 15 church street, Locust Valley NY 11560, United States DESCRIPTION: Marketing to attorneys for their 401k and personal investments 3) FORTRESS FINANCIAL SERVICES, INC. POSITION: partner NATURE: S Corp. investment advice and management for general securities, life insurance, long term care ins. INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 08/01/2008 ADDRESS: 200 Motor Pkwy, Suite A5, hauppauge NY 11788, United States DESCRIPTION: Advise clients on how to invest their funds as it relates to their goals, risk tolerance and time frame.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-10
• S63 Uniform Securities Agent State Law Examination
  1985-12-18

Other Names

• Ward Russel Brickner