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Elizabeth Mary Nolan

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-06
DC RA APPROVED 2009-06-01
MD RA APPROVED 2009-06-01
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-06-06
  • DC RA
    APPROVED
    Since 2009-06-01
  • MD RA
    APPROVED
    Since 2009-06-01
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Washington DC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Washington, DC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2004-05-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 1989-02-01
  • S65 Uniform Investment Adviser Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    1989-02-01
Other Names
  • Elizabeth M Nolan

View on SEC IAPD

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