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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-02
  • PA RA
    APPROVED
    Since 2024-01-02

Branch Locations

5920 Library Road, Bethel Park, PA 15102 • United States

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Bethel Park PA 11/1992 Present
Avantax Investment Services, Inc Bethel Park PA 09/1999 01/2024
Avantax Advisory Services Bethel Park PA 03/2007 01/2024
Cynthia L. Fickley, Ea, Inc Bethel Park PA 01/1991 Present
Avantax Insurance Agency, Llc. Bethel Park PA 11/2003 01/2024
Cynthia L Fickley Financial Planning Llc Bethel Park PA 01/2024 Present
Commonwealth Financial Network Waltham MA 01/2024 Present
  • 11/1992 → Present
    Self-Employed
    Bethel Park, PA
  • 09/1999 → 01/2024
    Avantax Investment Services, Inc
    Bethel Park, PA
  • 03/2007 → 01/2024
    Avantax Advisory Services
    Bethel Park, PA
  • 01/1991 → Present
    Cynthia L. Fickley, Ea, Inc
    Bethel Park, PA
  • 11/2003 → 01/2024
    Avantax Insurance Agency, Llc.
    Bethel Park, PA
  • 01/2024 → Present
    Cynthia L Fickley Financial Planning Llc
    Bethel Park, PA
  • 01/2024 → Present
    Waltham, MA
Previous Registrations
  • 2007-03-05 → 2024-01-10
    Avantax Advisory Services
    Bethel Park, PA
    Dallas, TX
    Bethel Park, PA
Other Businesses

1. Fixed insurance sales; as of 9/28/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Cynthia L Fickley, EA Inc.; private entity established for accounting & payroll services; as of 1/09/2012; 0% of time spent during business hours; Conducted at branch location; Not investment related. 3. Tax Preparation, Accounting & Payroll services, Cynthia L. Fickley, EA Inc.; as of 12/1992; 95% of time spent during business hours; Conducted at branch; Not investment related. 4. Owner, Chario Holdings, LLC, an entity created for the purpose of owning and renting real estate at 5920 Library Road, Bethel Park, PA 15102, as of 07/17/23; less than 1% time spent during business hours; Conducted at branch; Investment related. 5. Owner, Cynthia L Fickley Financial Planning LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/28/2023; 5% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-05
S63 Uniform Securities Agent State Law Examination 1999-07-27
  • S66 Uniform Combined State Law Examination
    2006-09-05
  • S63 Uniform Securities Agent State Law Examination
    1999-07-27
Other Names
  • Cindy Fickley

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