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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-02 |
Branch Locations
5920 Library Road, Bethel Park, PA 15102 • United States
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Bethel Park | PA | 11/1992 | Present |
| Avantax Investment Services, Inc | Bethel Park | PA | 09/1999 | 01/2024 |
| Avantax Advisory Services | Bethel Park | PA | 03/2007 | 01/2024 |
| Cynthia L. Fickley, Ea, Inc | Bethel Park | PA | 01/1991 | Present |
| Avantax Insurance Agency, Llc. | Bethel Park | PA | 11/2003 | 01/2024 |
| Cynthia L Fickley Financial Planning Llc | Bethel Park | PA | 01/2024 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2024 | Present |
1. Fixed insurance sales; as of 9/28/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Cynthia L Fickley, EA Inc.; private entity established for accounting & payroll services; as of 1/09/2012; 0% of time spent during business hours; Conducted at branch location; Not investment related. 3. Tax Preparation, Accounting & Payroll services, Cynthia L. Fickley, EA Inc.; as of 12/1992; 95% of time spent during business hours; Conducted at branch; Not investment related. 4. Owner, Chario Holdings, LLC, an entity created for the purpose of owning and renting real estate at 5920 Library Road, Bethel Park, PA 15102, as of 07/17/23; less than 1% time spent during business hours; Conducted at branch; Investment related. 5. Owner, Cynthia L Fickley Financial Planning LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/28/2023; 5% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
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