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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-12-20 |
Branch Locations
248 Columbia Tpke Ste 317, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arcade Construction | East Orange | NJ | 05/1990 | 08/2021 |
| Parsonex Securities | Englewood | CO | 03/2016 | 06/2017 |
| Parsonex Advisory Services | Englewood | CO | 01/2017 | 06/2017 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2017 | 08/2021 |
| Lpl Financial, Llc | Florham Park | NJ | 08/2021 | Present |
1. 8/31/2021 - Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/3/2022 - Coastal Integrity Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 160 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-03 |
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