Best Investors Account Sign in
Inactive

Brian Ronald Barone

Sei Investments Management Corp

Oviedo, FL

Oaks, PA

CRD 3229891

Claim This Profile
Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-03-01
PA RA APPROVED 2007-10-25
  • FL RA
    APPROVED
    Since 2012-03-01
  • PA RA
    APPROVED
    Since 2007-10-25

Branch Locations

Oviedo, FL • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Oaks PA 03/2001 Present
Sei Investment Management Co. Oaks PA 07/2007 Present
  • 03/2001 → Present
    Sei Investments
    Oaks, PA
  • 07/2007 → Present
    Sei Investment Management Co.
    Oaks, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-24
S63 Uniform Securities Agent State Law Examination 1999-06-21
  • S65 Uniform Investment Adviser Law Examination
    2007-10-24
  • S63 Uniform Securities Agent State Law Examination
    1999-06-21

View on SEC IAPD

More in Oviedo, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor