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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-03-04 |
| TX | RA | APPROVED_RES | 2019-03-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Marlow | OK | 06/1999 | 03/2019 |
| Ameriprise Financial Services Inc | Duncan | OK | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Duncan | OK | 03/2020 | Present |
Real Estate Ownership; Commercial; 815 w main, , duncan, OK, 73533; Investment-Related; 03/16/2024 / Commercial; 815 W Main Street, , Duncan, OK, 73533; Not Investment-Related; 06/18/2024. Board of Directors; Duncan lions club; board member; Duncan,ok, ,; Not Investment-Related; 07/01/2010; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Agent named in a health care directive or living will. Outside Employment; Mineral Rights; na - mineral interests,royalties; Receive mineral rights. Amounts vary based on the price of the commodity. Generally small amounts. Companies paying out the mineral rights change frequently, so the payor on the check will change frequently, but the activity is always the same.; Stillwater,ok, ,; Not Investment-Related; 04/01/2004; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 1992-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-21 |
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