Larry Don Graham

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → 03/2019
  Edward D. Jones & Co., L.P.
  Marlow, OK
• 03/2019 → 03/2020
  Ameriprise Financial Services Inc
  Duncan, OK
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Duncan, OK

Previous Registrations

• 2007-01-30 → 2019-03-07
  Edward Jones
  Marlow, OK
  Duncan, OK
  Marlow, OK

Other Businesses

Real Estate Ownership; Commercial; 815 w main, , duncan, OK, 73533; Investment-Related; 03/16/2024 / Commercial; 815 W Main Street, , Duncan, OK, 73533; Not Investment-Related; 06/18/2024. Board of Directors; Duncan lions club; board member; Duncan,ok, ,; Not Investment-Related; 07/01/2010; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Agent named in a health care directive or living will. Outside Employment; Mineral Rights; na - mineral interests,royalties; Receive mineral rights. Amounts vary based on the price of the commodity. Generally small amounts. Companies paying out the mineral rights change frequently, so the payor on the check will change frequently, but the activity is always the same.; Stillwater,ok, ,; Not Investment-Related; 04/01/2004; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-22
• S65 Uniform Investment Adviser Law Examination
  1992-09-28
• S63 Uniform Securities Agent State Law Examination
  1991-02-21

Other Names

• Larry Don Graham
• Donny Graham
• Larry Don Graham
• L Don Graham