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David Brian Watson

Oak Asset Management, LLC

Flagstaff, AZ

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Current Employers
Oak Asset Management, Llc

2535 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-04-21
CA RA APPROVED 2017-05-08
TX RA APPROVED 2017-05-08
  • AZ RA
    APPROVED
    Since 2020-04-21
  • CA RA
    APPROVED
    Since 2017-05-08
  • TX RA
    APPROVED
    Since 2017-05-08

Branch Locations

123 So. San Francisco St. #15, Flagstaff, AZ 86001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Westlake Village CA 05/2009 05/2017
Oak Asset Management, Llc Westlake Village CA 05/2017 Present
Previous Registrations
Other Businesses

2010 - Present; Insurance Agent; Westlake Village, CA; Investment Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-13
S63 Uniform Securities Agent State Law Examination 1985-12-16
  • S65 Uniform Investment Adviser Law Examination
    1994-04-13
  • S63 Uniform Securities Agent State Law Examination
    1985-12-16
Other Names
  • David B Watson

View on SEC IAPD

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Other Offices

AMERITAS ADVISORY SERVICES, LLC · FLAGSTAFF, AZ
EDWARD JONES · FLAGSTAFF, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Flagstaff, AZ
TCI WEALTH ADVISORS, INC. · FLAGSTAFF, AZ
INDEPENDENT FINANCIAL GROUP, LLC · FLAGSTAFF, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Flagstaff, AZ
RFG ADVISORY, LLC · Flagstaff, AZ
LPL FINANCIAL LLC · FLAGSTAFF, AZ

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