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Current Employers
Signature Equity Partners, Llc

445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-21
  • OH RA
    APPROVED
    Since 2023-08-21

Branch Locations

9150 South Hills Blvd, Suite 200, Broadview Heights, OH 44147 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-02
OH RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2018-11-02
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

9150 South Hills Blvd Suite 200, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Broadview Heights OH 09/2015 11/2018
Osaic Wealth, Inc. Broadview Heights OH 11/2018 Present
Signature Equity Partners, Llc Broadview Heights OH 08/2023 Present
Previous Registrations
  • 2015-11-02 → 2018-11-02
    Signator Investors, Inc.
    Broadview Heights, OH
  • 2010-10-27 → 2015-11-02
    B. Riley Wealth Management
    Mentor, OH
  • 2009-03-13 → 2010-10-15
    Beachwood, OH
  • 2002-11-22 → 2009-03-13
    Ferris, Baker Watts, Llc
    Beachwood, OH
Other Businesses

1. BOARD MEMBER - (CIC CONDOMINIUM #8 BOARD OF DIRECTORS) POSITION: Board Member NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2019 ADDRESS: 3246 N. Marina View Dr., Port Clinton OH 43452, United States DESCRIPTION: Decision making regarding condominium units at CIC Condominium #8 Board of Directors. Specifically costs to maintain the building and outside of units. 2. MARK S. WEAVER WEALTH ADVISORY POSITION: President NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2015 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of securities and insurance products. 3. SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/31/2015 ADDRESS: 9150 S Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 4. JAMES L. TRIPP POA POSITION: advisor/poa NATURE: Acting as financial power of attorney for an immediate family member James L. Tripp step-father INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 05/10/2022 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: arranging financial accounts for payment of nursing home. submitting nursing home care expense to care provider insurance companies. reviewing financial accounts including checking accounts for deposits in and expense payments out. 5. TRUSTEE, TRIPP FAMILY TRUST UAD 08/05/2015 POSITION: Trustee NATURE: acting as Trustee for the Tripp Family Trust uad 08/05/2015. James L Tripp, Grantor, is an immediate family member (step-father) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2022 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: arranging financial accounts for payment of nursing home. submitting nursing home care expense to care providerinsurance companies. reviewing financial accounts including checking accounts for deposits in and expense payments out. transferring money to and from his personal account to his trust and investment accounts as needed. 6.SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/21/2023 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/marketing of investment advisory products 7.NANCY LOU TRIPP POA POSITION: Financial Advisor NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: Financial decisions including buy and sell transactions of securities, bill paying including monies in and monies out of multiple investment and bank accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1985-11-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1985-11-20
Other Names
  • Mark S Weaver
  • Mark Scott Weaver

View on SEC IAPD

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