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445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-21 |
Branch Locations
9150 South Hills Blvd, Suite 200, Broadview Heights, OH 44147 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-02 |
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
9150 South Hills Blvd Suite 200, Broadview Heights, OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Broadview Heights | OH | 09/2015 | 11/2018 |
| Osaic Wealth, Inc. | Broadview Heights | OH | 11/2018 | Present |
| Signature Equity Partners, Llc | Broadview Heights | OH | 08/2023 | Present |
1. BOARD MEMBER - (CIC CONDOMINIUM #8 BOARD OF DIRECTORS) POSITION: Board Member NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2019 ADDRESS: 3246 N. Marina View Dr., Port Clinton OH 43452, United States DESCRIPTION: Decision making regarding condominium units at CIC Condominium #8 Board of Directors. Specifically costs to maintain the building and outside of units. 2. MARK S. WEAVER WEALTH ADVISORY POSITION: President NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/08/2015 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of securities and insurance products. 3. SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/31/2015 ADDRESS: 9150 S Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 4. JAMES L. TRIPP POA POSITION: advisor/poa NATURE: Acting as financial power of attorney for an immediate family member James L. Tripp step-father INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 05/10/2022 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: arranging financial accounts for payment of nursing home. submitting nursing home care expense to care provider insurance companies. reviewing financial accounts including checking accounts for deposits in and expense payments out. 5. TRUSTEE, TRIPP FAMILY TRUST UAD 08/05/2015 POSITION: Trustee NATURE: acting as Trustee for the Tripp Family Trust uad 08/05/2015. James L Tripp, Grantor, is an immediate family member (step-father) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2022 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: arranging financial accounts for payment of nursing home. submitting nursing home care expense to care providerinsurance companies. reviewing financial accounts including checking accounts for deposits in and expense payments out. transferring money to and from his personal account to his trust and investment accounts as needed. 6.SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/21/2023 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/marketing of investment advisory products 7.NANCY LOU TRIPP POA POSITION: Financial Advisor NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 9150 S. Hills Blvd. #200, Broadview Heights OH 44147, United States DESCRIPTION: Financial decisions including buy and sell transactions of securities, bill paying including monies in and monies out of multiple investment and bank accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-20 |
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