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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-16
  • PA RA
    APPROVED
    Since 2025-07-16

Branch Locations

1618 East Pleasant Valley Blvd, Altoona, PA 16602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Altoona PA 10/1985 12/2016
Principal Life Insurance Company Altoona PA 07/1998 12/2016
Hancock Capital Management, Inc. Altoona PA 06/2005 Present
The Hancock Group Inc Altoona PA 04/2014 Present
Hancock Associates Inc Altoona PA 08/2016 Present
Cadaret, Grant & Co., Inc. Altoona PA 01/2017 07/2025
Lpl Financial Llc Altoona PA 07/2025 Present
  • 10/1985 → 12/2016
    Princor Financial Services Corporation
    Altoona, PA
  • 07/1998 → 12/2016
    Principal Life Insurance Company
    Altoona, PA
  • 06/2005 → Present
    Altoona, PA
  • 04/2014 → Present
    The Hancock Group Inc
    Altoona, PA
  • 08/2016 → Present
    Hancock Associates Inc
    Altoona, PA
  • 01/2017 → 07/2025
    Cadaret, Grant & Co., Inc.
    Altoona, PA
  • 07/2025 → Present
    Altoona, PA
Previous Registrations
  • 2005-06-14 → 2026-04-01
    Altoona, PA
  • 2010-06-15 → 2016-12-31
    Tyrone, PA
    Altoona, PA
    Altoona, PA
    Tyrone, PA
    Holidaysburg, PA
    Altoona, PA
    Altoona, PA
    Altoona, PA
    State College, PA
    Duncansville, PA
    State College, PA
    Des Moines, IA
    Altoona, PA
    Des Moines, IA
Other Businesses

1 - 07/2025 - Craig M. Kilmer - Real Estate Rental - Inv Related - 1 Hour/Month - 1 Hour During Trading - Tyrone, PA - OBA Start Date: 09/01/2015. 2 - 07/2025 - Hancock Associates, Inc. - Non-Variable Insurance - Inv Related - 2 Hours/Month - 2 Hour During Trading - At Reported Business Location(s) - OBA Start Date: 01/04/1993. 3 - 07/2025 - Allan Hancock Agency, Inc. - Non-Variable Insurance - Inv Related - 20 Hours/Month - 20 Hour During Trading - Altoona, PA - OBA Start Date: 10/01/1985. 4 - 07/2025 - The Hancock Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 20 Hours/Month - 20 Hours During Trading - At reported business location(s) 5 - 10/28/2025 - Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 10/28/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-06
  • S63 Uniform Securities Agent State Law Examination
    1986-01-06

View on SEC IAPD

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