David J King

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 06/2020
  Gierl Augustine Investment Management, Inc
  Seven Fields, PA
• 09/2014 → 01/2018
  Purshe Kaplan Sterling Investments
  Albany, NY
• 07/2007 → 06/2020
  Gierl Augustine & Associates, Llc.
  Seven Fields, PA
• 01/2020 → 02/2024
  Stratos Wealth Advisors, Llc
  Seven Fields, PA
• 02/2024 → Present
  Avantax Planning Partners Inc
  Dallas, TX
• 02/2024 → Present
  Avantax Insurance Agency, Llc.
  Seven Fields, PA
• 02/2024 → Present
  Avantax Advisory Services
  Dallas, TX
• 03/2024 → Present
  Avantax Investment Services Inc
  Dallas, TX
• 01/2025 → Present
  Fixed Indexed Annuity
  Seven Fields, PA
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Seven Fields, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-02-14 → 2025-09-08
  Avantax Advisory Services
  Seven Fields, PA
  Dallas, TX
• 2020-01-02 → 2024-02-05
  Stratos Wealth Advisors Llc
  Pittsburgh, PA
  Seven Fields, PA
• 2009-06-26 → 2020-06-19
  Gierl Augustine Investment Management, Inc.
  Seven Fields, PA

Other Businesses

1)07-2007 -- Present Gierl Augustine & Associates, LLC 310 Seven Fields Blvd. Suite 161 Seven Fields, PA 16046 Agent, Sale of insurance and annuity products 10 hrs per month during securities trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-05-20
• S65 Uniform Investment Adviser Law Examination
  2009-06-12

Other Names

• David James King