Keith Dandridge Lea

Current Employers

Employment History

• 08/2000 → 06/2017
  Bank Of Fayettteville
  Fayetteville, AR
• 11/2005 → 06/2017
  Cetera Investment Services
  St. Cloud, MN
• 01/2014 → 06/2017
  Cetera Investment Advisers Llc
  Fayetteville, AR
• 03/2021 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 06/2017 → 03/2021
  Sphere, Llc
  Fayetteville, AR

Previous Registrations

• 2017-06-14 → 2021-03-31
  Sphere, Llc
  Fayetteville, AR
• 2014-01-21 → 2017-06-20
  Cetera Investment Advisers Llc
  Fayetteville, AR
• 2005-11-28 → 2014-01-21
  Cetera Investment Services Llc
  Fayetteville, AR
• 2001-01-01 → 2005-11-30
  Investment Professionals, Inc.
  Fayetteville, AR

Other Businesses

1) BY LO SL HI, LLC, INVESTMENT RELATED, 1715 S ED EDWARDS RD, FAYETTEVILLE, AR 72701, BUSINESS RELATED ENTITY, MANAGING MEMBER, 04/13/2021, <3 HOURS PER MONTH, <3 HOURS PER MONTH DURING TRADING HOURS, RESPONSIBILITIES INCLUDE EXPENSE PAYMENTS, RECORD KEEPING AND OTHER MISC BUSINESS RELATED MAINTENANCE ITEMS. 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-23
• S63 Uniform Securities Agent State Law Examination
  1997-08-15