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Edward George Murphy

LPl Financial LLC

Orland Park, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-07
IL RA APPROVED 2023-07-10
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • IL RA
    APPROVED
    Since 2023-07-10

Branch Locations

Orland Park, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
David A. Noyes & Company Chicago IL 09/1994 07/2023
Noyes Advisors Llc Chicago IL 08/2015 07/2023
Lpl Financial Llc Orland Park IL 07/2023 Present
  • 09/1994 → 07/2023
    David A. Noyes & Company
    Chicago, IL
  • 08/2015 → 07/2023
    Noyes Advisors Llc
    Chicago, IL
  • 07/2023 → Present
    Orland Park, IL
Previous Registrations
  • 2015-08-11 → 2023-07-10
    Chicago, IL
  • 2000-07-12 → 2015-08-11
    Sanctuary Securities, Inc.
    Chicago, IL
    Miami, FL
    Chicago, IL
Other Businesses

1.07/07/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Upstream Investment Partners; Not Investment Related; at Reported Business Location(s); Start Date 07/07/2023; 5hrs/mth; 8hrs during trading 2.07/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Edward and Michael Murphy Financial Group; Investment Related; at Reported Business Location(s); Start Date 07/21/2026; 160hrs/mth; 160hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1985-12-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1985-12-10
Designations

View on SEC IAPD

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