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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-07 |
| IL | RA | APPROVED | 2023-07-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A. Noyes & Company | Chicago | IL | 09/1994 | 07/2023 |
| Noyes Advisors Llc | Chicago | IL | 08/2015 | 07/2023 |
| Lpl Financial Llc | Orland Park | IL | 07/2023 | Present |
1.07/07/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Upstream Investment Partners; Not Investment Related; at Reported Business Location(s); Start Date 07/07/2023; 5hrs/mth; 8hrs during trading 2.07/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Edward and Michael Murphy Financial Group; Investment Related; at Reported Business Location(s); Start Date 07/21/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-10 |
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