Bruce Alan Bateman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1989 → Present
  Raymond James Financial Services, Inc.
  Butler, PA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Butler, PA
• 07/2008 → Present
  Bruce Bateman
  Butler, PA
• 01/2013 → 10/2018
  Insurance-Non Variable
  Butler, PA
• 08/2021 → Present
  Grove City Sportsmens Club
  Grove City, PA

Other Businesses

(1)Name of Business: Address: 602 Evans City Rd Ste 101, Butler, PA, 16001, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/11/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent for group life and LTD policy. (2)Name of Business: Bruce Bateman Address: 333 Claytonia Road, Slippery Rock, PA, 16057, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Hay and Cattle sales (3)Name of Business: Grove City Sportsmens Club Address: 97 Centertown Road, Grove City , PA, 16127, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 08/12/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend monthly meetings with other board members/directors/officers of the club to address items that come up in the operation of the club. Some examples are voting on new members, general maintenance of the premises and actions needed to continue. I am the financial advisor for the Clubs American Funds investment account [REDACTED]. In this capacity I will only educate the Board on their options but will abstain from voting on any investment decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1986-02-03