Steven Joseph Schmitz

Current Employers

Employment History

• 01/1997 → Present
  Osaic Wealth, Inc.
  Mill Valley, CA
• 04/2015 → Present
  Schmitz Capital Partners, Llc
  Mill Valley, CA

Other Businesses

1. INSURANCE, INVETMENT RELATED, STEVEN J SCHMITZ, SOLE PROPRIETORSHIP, 655 REDWOOD HWY., SUITE 109, MILL VALLEY, CA. 94941, OWNER, 1/31/1986, 10 HRS/MO, 0 DURING TRADING HRS, PROVIDE INSURANCE SERVICES, FIXED ANNUITIES AND LONG TERM CARE INSURANCE FOR SELECTED CLIENTS. FIXED ANNUITIES, VARIABLE ANNUITIES, VARIABLE LIFE OR VARIABLE UNIVERSAL LIFE, FIXED LIFE. GENWORTH, UNION CENTRAL, JEFFERSON PILOT, JOHN HANCOCK, METLIFE, CENTRELINK, IPG, INC., BROKERAGE UNLIMITED, MUTUAL OF OMAHA, ING(RELIAASTAR, NORTHERN LIFE), UNION CENTRAL, WESTLAND FINANCIAL, TRUMARK. MARSH PRIVATE CLIENT. 2. INSURANCE, YES, SCHMITZ CAPTIAL PARTNERS, SOLE PROPRIETORSHIP, 655 REDWOOD HWY., SUITE 109 MILL VALLEY CA 94941, OWNER, 8/12/2010, 4 HRS/MO, 0 DURING TRADING HRS, LICENSED LIFE INSURANCE AGENT. FIXED ANNUITIES, VARIABLE ANNUITIES, VARIABLE LIFE OR VARIABLE UNIVERSAL LIFE, FIXED LIFE, ACCIDENT & DISABILITY. GENWORTH, UNION CENTRAL, JEFFERSON PILOT, JOHN HANCOCK, METLIFE, CENTRELINK, IPG, INC., BROKERAGE UNLIMITED, MUTUAL OF OMAHA, ING(RELIASTAR, NORTHERN LIFE), WESTLAND FINANCIAL,TRUMARK, MARSH PRIVATE CLIENT, LPG. 3. INVESTMENT ADVISORY SERVICES, INDEPENDENT REGISTERED INVESTMENT ADVISOR, YES, SCHMITZ CAPITAL PARTNERS, SOLE PROPRIETORSHIP, 655 REDWOOD HWY., SUITE 109, MILL VALLEY, CA. 94941, PRESIDENT/CHIEF COMPLIANCE OFFICER, NOVEMBER, 1988, 80 HRS/MO, 4 DURING TRADING HRS, PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR. 4. SCHMITZ & ASSOCIATES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1986 ADDRESS: 655 Redwood Hwy. Suite 109, Mill Valley CA 94941, United States DESCRIPTION: Prepare income tax returns for 25-30 clients. Prepare income tax projections and budget estimates. 5. SCHMITZ CAPTIAL PARTNERS.LLC POSITION: Owner - NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/07/2015 ADDRESS: 655 Redwood Hwy., Suite 109, Mill Valley CA 94941, United States DESCRIPTION: President and Chief Compliance Officer 6. SCHMITZ CAPITAL PARTNERS POSITION: President/Chief Compliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/07/2015 ADDRESS: 655 Redwood Hwy., Suite 109, Mill Valley CA 94941, United States DESCRIPTION: President, Chief Compliance Officer, Investment Advisor. 7. STEVEN J. SCHMITZ POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/31/1986 ADDRESS: 655 Redwood Hwy., Suite 109, Mill Valley, Ca. 94941, Mill Valley CA 94941, United States DESCRIPTION: Provide insurance services, fixed annuities and Long Term Care insurance for selected clients.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-12-19