John Edward Duffin

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2021-11-01
TX	RA	APPROVED	2021-11-01

IN RA
APPROVED

Since 2021-11-01
TX RA
APPROVED

Since 2021-11-01

Branch Locations

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oneamerica Securities	Indianapolis	IN	10/2010	11/2020
American United Life	Indianapolis	IN	06/2010	10/2020
Duffin Financial & Insurance Brokerage, Inc	Fishers	IN	04/2004	Present
Ameritas Investment Company, Llc	Lincoln	NE	12/2020	Present
Ameritas Life Insurance	Lincoln	NE	12/2020	Present
Heritage Advisory Group	Fishers	IN	12/2020	Present
Ameritas Advisory Services, Llc	Lincoln	NE	11/2021	Present

10/2010 → 11/2020

Oneamerica Securities

Indianapolis, IN
06/2010 → 10/2020

American United Life

Indianapolis, IN
04/2004 → Present

Duffin Financial & Insurance Brokerage, Inc

Fishers, IN
12/2020 → Present

Ameritas Investment Company, Llc

Lincoln, NE
12/2020 → Present

Ameritas Life Insurance

Lincoln, NE
12/2020 → Present

Heritage Advisory Group

Fishers, IN
11/2021 → Present

Ameritas Advisory Services, Llc

Lincoln, NE

Previous Registrations

2011-06-07 → 2020-12-08

Oneamerica Securities, Inc.

Carmel, IN

Carmel, IN

Carmel, IN

Indianapolis, IN

Indianapolis, IN

Other Businesses

DUFFIN FINANCIAL & INSURANCE BROKERAGE, INC; SAME AS BRANCH; INV REL; OWNER/PRESIDENT; START DATE=04/2004; HRS/MO=168; TRADING HRS/MO=168; SALES, MARKETING, COMPLIANCE, BOOKKEEPING * United Health Care; same as branch; non-inv rel; Medicare Supplement, Medicare Part D prescriptions, Medicare Advantage plans, supplementary senior products; Agent; start date=05/2019; hrs/mo-15; trading hrs/mo=10; contact clients who have approached UHD or AARP or referred to me on their Medicare choices each year or at 65 when entering Medicare under federal regulations * Heritage Advisory Group; same as branch; inv rel; agency for life, disability, annuity-both fixed and indexed, long term care, in the career side and the brokerage side; General Agent; start date=12/2020; hrs/mo=168; trading hrs/mo=168; sales and recruiting of all products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-12-10

S63 Uniform Securities Agent State Law Examination

1985-12-10

Designations

Chartered Financial Consultant

Other Names

Duff Duffin

View on SEC IAPD