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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-04-19 |
Branch Locations
20800 Swenson Drive Suite 325, Waukesha, WI 53186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Milwaukee | WI | 07/2013 | 01/2017 |
| Ameriprise Financial Services Inc | Brookfield | WI | 01/2017 | 04/2022 |
| Raymond James & Associates, Inc. | Waukesha | WI | 04/2022 | Present |
(1)Name of Business: NMWilliams Property Management LLC Address: S25W29499 Jamie Ct, Waukesha, WI, 53188, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-21 |
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