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Inactive

William Howard Thompson

Crescent Sterling Ltd.

Metairie, LA

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Current Employers
Crescent Sterling Ltd.

4415 Shores Drive Suite 250, Metairie, LA 70006-6804 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-06-18
LA RA APPROVED 2011-06-20
TX RA APPROVED_RES 2006-05-26
  • AL RA
    APPROVED
    Since 2012-06-18
  • LA RA
    APPROVED
    Since 2011-06-20
  • TX RA
    APPROVED_RES
    Since 2006-05-26

Branch Locations

4415 Shores Drive Suite 250, Metairie, LA 70006-6804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crescent Sterling Ltd. New Orleans LA 08/1992 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-16
S63 Uniform Securities Agent State Law Examination 1987-04-24
  • S65 Uniform Investment Adviser Law Examination
    1991-10-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-24
Designations
Other Names
  • W Howard Thompson

View on SEC IAPD

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