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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED_RES | 2025-07-08 |
Branch Locations
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Shell Knob | MO | 11/2010 | 11/2019 |
| Independent Financial Group | Shell Knob | MN | 11/2019 | 12/2024 |
| Franklin Cattle Farm And Consulting | Knob Knoster | MO | 02/2024 | 06/2024 |
| Slo Bro Llc | Knob Knoster | MO | 02/2024 | 06/2024 |
| Josh Banwart | Kansas City | MO | 01/2025 | 02/2025 |
| Northwestern Mutual Investment Services Llc | Kansas City | MO | 01/2025 | 06/2025 |
| Banwart Family Holdings Llc | Kansas City | MO | 02/2025 | 06/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2025 | 06/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2025 | 06/2025 |
| Principal Life Insurance Company | Overland Park | KS | 06/2025 | Present |
| Principal Securities, Inc. | Overland Park | KS | 06/2025 | Present |
| Clearwater Wealth Management | Overland Park | KS | 07/2025 | Present |
CLEARWATER WEALTH MANAGEMENT (DBA) POSITION: Partner NATURE: Financial Strategies/Needs Analysis, Life Insurance/Annuities, Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2025 ADDRESS: 11101 Switzer Road, Suite 100, Overland Park KS 66210, United States DESCRIPTION: Soliciting and selling financial products, services and 401k's.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-19 |
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