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1000 W Wallings Rd Suite D, Broadview Heights, OH 44147 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2006-01-13 |
Branch Locations
1000 W Wallings Rd Suite D, Broadview Heights, OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Asset Management Services, Inc. | Parma | OH | 12/2005 | Present |
| J.W. Cole Financial | Tampa | FL | 06/2007 | Present |
| Anastasakis & Associates Dba Ohio Financial | Parma | OH | 01/2002 | Present |
| Mth Hats, Llc | Parma | OH | 06/2007 | Present |
| Cm Hyatt & Associates | Parma | OH | 07/2004 | Present |
(1) CAM LLC; NOT INVESTMENT RELATED; OFFICE EXPENSES; 2 HRS/MONTH; COLLECTION OF RENTAL PAYMENTS; NOT AN OFFICER; NO CLIENTS INVOLVED (2) OHIO FINANCIAL, ANASTASAKIS ASSOCIATES / DBA (3) CORNERSTONE ASSET MAMANGEMENT / INDEPENDENT RIA / PRESIDENT / 5 HRS PER WEEK / INVESTMENT ADVISOR (4) MTH HATS, LLC / MEMBER LLC / NON INVESTMENT RELATED / RETAIL SALES / 12 HRS PER MONTH / NO CLIENTS INVOLVED / OVERSEE BUSINESS OPERATIONS (5) C. M. HYATT & ASSOCIATES / OWNER / NON INVESTMENT RELATED / NOTARY SERVICES / 2 HRS PER WEEK / NO CLIENTS INVOLVED / PAYROLL, MARKETING, OVERSIGHT OF BUSINESS OPERATIONS (6) KATHERINE KAPOTTOS TRUST/ TRUSTEE FOR IMMEDIATE FAMILY MEMBER (7) MTH Wellness; Retail; Not investment related; 109 E. Dartmoor Ave, Seven Hills, OH 44131; Member; Retail sales of misc. vitamins and supplements; Start 5/1/24; 5 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-23 |
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