Steven Lee Rosauer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1981 → Present
  Rosauer Financial
  Washburn, IA
• 09/2014 → 06/2021
  Voya Financial Advisors, Inc.
  Washburn, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-06-11 → 2021-06-09
  Voya Financial Advisors, Inc.
  Sioux City, IA
  Washburn, IA

Other Businesses

(1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 7136 LA PORTE ROAD; WASHBURN; IA; 50702; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/30/2013; 120; 60; SALES OF FIXED INSURANCE PRODUCTS| (2) NAME OF ENTITY:ROSAUER FINANCIAL; Yes; 7136 LA PORTE ROAD; WASHBURN; IA; 50702; FINANCIAL SERVICES/DBA; OWNER; 6/1/1981; 250; 120; INSURANCE & INVESTMENT SALES| (3) NAME OF ENTITY:STEVEN L ROSAUER- NOTARY; No; 7136 LA PORTE ROAD; WASHBURN; IA; 50702; NOTARY PUBLIC; NOTARY; 2/7/2017; 1; 1; NOTARIZE DOCUMENTS| (4) NAME OF OTHER BUSINESS: THE MOOSE LODGE 328, WATERLOO, IA, INVESTMENT RELATED: NO, ADDRESS: 6636 LA PORTE ROAD, WATERLOO, IA 50702, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: CLUB CHAPLAIN, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE SPIRITUAL GUIDANCE TO MEMBERS AND THEIR FAMILIES. VISIT SICK MEMBERS. PRESIDE IN THE ABSENCE OF PRESIDENT AND VICE PRESIDENT;

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-07-06

Designations

• Certified Financial Planner

Other Names

• Steve Rosauer