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Thomas Vincent Fenn

T. Fenn Financial Planning, LLC

Chapel Hll, NC

CRD 1430056

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Employer firm

T. Fenn Financial Planning, LLC CRD 155410

60 advisory clients

Reported services (Item 5G)

  • Financial planning
  • LIMITED AGENT AUTHORITY TRANSACTIONS ARE PERFORMED AS PART INVESTMENT ADVICE IN A GENERAL FINANCIAL PLANNING PRACTICE.

From the firm’s Form ADV. Read the guides:

Current Employers
T. Fenn Financial Planning, Llc

Chapel Hill, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-11-02
  • NC RA
    APPROVED
    Since 2010-11-02

Branch Locations

Chapel Hll, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Chapel Hill NC 05/2006 Present
  • 05/2006 → Present
    Home
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-04
S63 Uniform Securities Agent State Law Examination 1989-09-26
  • S65 Uniform Investment Adviser Law Examination
    2010-10-04
  • S63 Uniform Securities Agent State Law Examination
    1989-09-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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