Neil Robert Kitchie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1996 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Chicago, IL

Previous Registrations

• 1999-12-22 → 2005-12-31
  Responsible Investment Group, Llc
  Chicago, IL

Other Businesses

1. 5/19/1998 - GOODWORTH KITCHIE & ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/23/2007 - RETIREMENT SOLUTIONS ADVISERS, LLC - Investment Related - Third Party Administrator (TPA) - TIME SPENT 10% - NEW AND SEPARATE ENTITY, PROVIDING TPA CONSULTING SERVICES TO OUR RETIREMENT PLAN CLIENTS (JOINT VENTURE), RECORDKEEPING AND ADMINISTRATIVE IN NATURE ONLY, NO CUSTODY OR ASSET MANAGEMENT. 3. 7/13/2010 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 1% - SELLING UNIVERSAL LIFE INS. THROUGH AVIVA LIFE AND ANNUITY COMPANY TO A CLIENT. 4. 5/28/2020 - Greenwood Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/22/2020 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-10
• S63 Uniform Securities Agent State Law Examination
  1985-11-27