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Howard Richard Rothwell

Stepp & Rothwell Inc

Overland Park, KS

Park City, UT

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Current Employers
Stepp & Rothwell Inc

7300 College Boulevard Suite 100, Overland Park, KS 66210-2301 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-12-18
TX RA APPROVED 2025-12-18
UT RA APPROVED 2025-12-18
  • KS RA
    APPROVED
    Since 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-18
  • UT RA
    APPROVED
    Since 2025-12-18

Branch Locations

7300 College Boulevard Suite 100, Overland Park, KS 66210-2301 • United States

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stepp & Rothwell, Inc. Overland Park KS 05/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-05-18
S63 Uniform Securities Agent State Law Examination 1985-07-26
  • S65 Uniform Investment Adviser Law Examination
    1990-05-18
  • S63 Uniform Securities Agent State Law Examination
    1985-07-26

View on SEC IAPD

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