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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-27 |
| SC | RA | APPROVED | 2023-05-17 |
| NY | RA | APPROVED | 2022-07-01 |
| FL | RA | APPROVED | 2021-11-22 |
| LA | RA | APPROVED | 2019-03-20 |
| MA | RA | APPROVED | 2018-04-10 |
| PA | RA | APPROVED | 2017-08-15 |
| NJ | RA | APPROVED | 2016-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 01/2015 | 10/2016 |
| Penn Mutual Life Insurance Co | Horsham | PA | 12/2014 | 10/2016 |
| Guardian Life Ins | Wall | NJ | 11/2016 | Present |
| Park Avenue Securities | Wall | NJ | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-15 |
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