Lisa Gayle Baird

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-16
AZ	RA	APPROVED	2011-01-03
CA	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2025-05-16
AZ RA
APPROVED

Since 2011-01-03
CA RA
APPROVED

Since 2011-01-03

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scottsdale	AZ	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Scottsdale, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Previous Registrations

2007-01-16 → 2011-01-03

Wells Fargo Investments, Llc

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

TRUST PROTECTOR FOR FRIEND, INV RELATED, GLENDALE, AZ, START: 12/30/2022, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-04
S65	Uniform Investment Adviser Law Examination	1998-02-26
S63	Uniform Securities Agent State Law Examination	1985-12-06

S66 Uniform Combined State Law Examination

2009-03-04
S65 Uniform Investment Adviser Law Examination

1998-02-26
S63 Uniform Securities Agent State Law Examination

1985-12-06

Other Names

Lisa Gail Baird
Lisa Gail Tillman

View on SEC IAPD