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Joseph Jeffrey Assaf

Icg Advisors, LLC

Los Angeles, CA

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Current Employers
Icg Advisors, Llc

11111 Santa Monica Boulevard Ste. 2100, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-20
CA RA APPROVED 2008-10-07
  • NY RA
    APPROVED
    Since 2021-02-20
  • CA RA
    APPROVED
    Since 2008-10-07

Branch Locations

11111 Santa Monica Blvd Ste. 2100, Los Angeles, CA 90025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Icg Advisors, Llc Los Angeles CA 02/2009 Present
Pippy Corp. Los Angeles CA 05/2024 Present
  • 02/2009 → Present
    Icg Advisors, Llc
    Los Angeles, CA
  • 05/2024 → Present
    Pippy Corp.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-06
S63 Uniform Securities Agent State Law Examination 1988-10-25
  • S65 Uniform Investment Adviser Law Examination
    1994-05-06
  • S63 Uniform Securities Agent State Law Examination
    1988-10-25
Other Names
  • Jeff Assaf
  • J Jeffrey Assaf

View on SEC IAPD

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