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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 1990-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 04/1986 | Present |
| Bank Of America, N.A. | Buffalo | NY | 07/2011 | Present |
I*: 2446264 Entity Type: Fiduciary role Name of OBA: D. and R. R. Merrill Lynch Joint Account Address: GRAND ISLAND, New York14072 Investment Related: No Position, Title, Association: Co-Executors Employee Start Date: 05/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: My wife and myself are Co-Executors for D. and R. R. (Aunt and Uncle.)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-09 |
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