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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-04-01 |
Branch Locations
6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Charlotte | NC | 04/2009 | Present |
YOUTH BASKETBALL REFEREE; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: BASKETBALL REFEREE; NOT INVESTMENT RELATED; START DATE: 12/01/2011; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: PHYSICALLY OFFICIATE RECREATIONAL AND CHURCH LEAGUE BASKETBALL GAMES FOR AGES 8-18; HOURS DEVOTED PER WEEK: 0 TO 7.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-04 |
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