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Carey Mitchell Blecher

Oppenheimer & Co. Inc.

Boca Raton, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-12
  • FL RA
    APPROVED
    Since 2022-07-12

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Wellington FL 07/2012 10/2017
Mora Wm Securities Wellington FL 10/2017 05/2018
Newbridge Securities Corporation Boca Raton FL 11/2018 07/2022
Unemployed Wellington FL 05/2018 11/2018
Oppenheimer & Co. Inc. Boca Raton FL 07/2022 Present
  • 07/2012 → 10/2017
    Lpl Financial, Llc
    Wellington, FL
  • 10/2017 → 05/2018
    Mora Wm Securities
    Wellington, FL
  • 11/2018 → 07/2022
    Newbridge Securities Corporation
    Boca Raton, FL
  • 05/2018 → 11/2018
    Unemployed
    Wellington, FL
  • 07/2022 → Present
    Oppenheimer & Co. Inc.
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-20
S63 Uniform Securities Agent State Law Examination 1986-01-08
  • S65 Uniform Investment Adviser Law Examination
    2017-09-20
  • S63 Uniform Securities Agent State Law Examination
    1986-01-08

View on SEC IAPD

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