Robert James Maranghi

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Retirement Systems Inc
  Marietta, GA
• 01/2015 → 11/2025
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2025 → Present
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-02-04 → 2025-12-31
  Dempsey Lord Smith, Llc
  Marietta, GA
  Marietta, GA
  Rome, GA
• 2008-01-08 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Marietta, GA
• 2004-04-13 → 2007-12-31
  Resource Horizons Group Llc
  Hancock, MN
  Marietta, GA
  Marietta, GA
  Marietta, GA
• 2003-04-10 → 2004-01-13
  Ameritas Investment Company, Llc
  Marietta, GA

Other Businesses

1. RETIREMENT SOLUTIONS INC., INSURANCE AND FINANCIAL SERVICES. THIS IS AN INVESTMENT REALATED ACTIVITY. HOURS ARE VARIED MONTHLY AS WELL AS DURING TRADING PERIODS. 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 11/21/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 3. INSURANCE SALES, 4608 North Landing Drive, Marietta GA 30066, United States, 11/24/2025, Agent, 1099, NIR, 5 HR/MO - 20 HR/MO TRADING 4. RETIREMENT SOLUTIONS, INC., 4608 NORTH LANDING DRIVE, Marietta GA 30066, United States, 11/24/2025, Owner, DBA Name, NIR, 5 HR/MO - 20 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-05
• S63 Uniform Securities Agent State Law Examination
  1985-12-30