Catherine Angela Maniscalco Avery

Employer firm

Caim LLC CRD 144946

$318M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• SUBADVISOR

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Catherine Avery Investment Management Llc
  New Canaan, CT
• 03/2009 → Present
  Hightower Advisors Llc
  Chicago, IL

Previous Registrations

• 2007-09-27 → 2019-12-31
  Caim Llc
  Longboat Key, FL
• 2009-04-23 → 2019-02-28
  Hightower Advisors, Llc
  New Canaan, CT
  Chicago, IL
  New Canaan, CT
• 2007-08-16 → 2009-10-01
  Feldstein, Steven Dba Steven Feldstein & Associates
  Basking Ridge, NJ
• 2005-04-14 → 2006-02-13
  Merrill Lynch Investment Managers Lp
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-13
• S63 Uniform Securities Agent State Law Examination
  1986-04-07

Other Names

• Cathy Maniscalco
• Catherine A Maniscalco
• Catherine Maniscalco Avery
• Catherine Angela Maniscalco
• Catherine Angela Avery