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Inactive

Catherine Angela Maniscalco Avery

Caim LLC

Longboat Key, FL

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Current Employers
Caim Llc

595 Bay Isles Road Suite 210, Longboat Key, FL 34228 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-03
  • CT RA
    APPROVED
    Since 2020-01-03

Branch Locations

595 Bay Isles Road Suite 210, Longboat Key, FL 34228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catherine Avery Investment Management Llc New Canaan CT 08/2007 Present
Hightower Advisors Llc Chicago IL 03/2009 Present
  • 08/2007 → Present
    Catherine Avery Investment Management Llc
    New Canaan, CT
  • 03/2009 → Present
    Hightower Advisors Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-13
S63 Uniform Securities Agent State Law Examination 1986-04-07
  • S65 Uniform Investment Adviser Law Examination
    2005-04-13
  • S63 Uniform Securities Agent State Law Examination
    1986-04-07
Other Names
  • Cathy Maniscalco
  • Catherine A Maniscalco
  • Catherine Maniscalco Avery
  • Catherine Angela Maniscalco
  • Catherine Angela Avery

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Longboat Key, FL
CENTURY BUSINESS & FINANCIAL SERVICES · LONGBOAT KEY, FL
EDWARD JONES · LONGBOAT KEY, FL
TACTICAL INVESTMENTS · LONGBOAT KEY, FL
ON INVESTMENT MANAGEMENT CO · BRANDENTON, FL
AK INVESTING · SARASOTA, FL
AK INVESTING · Sarasota, FL
INSIGHT FAMILY FINANCIAL · SARASOTA, FL

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