John F Erdmann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1985 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 06/2011 → Present
  Bank Of America, N.A.
  Greenwich, CT

Other Businesses

I*128795 For-Profit Name : Erdherd LLCInvestment related: YAddress: Norwalk, Connecticut 06854 Nature: LLC Position: General Partner Start date: 12/19/2019Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 10Duties: entity is a non-operating family investment vehicle - 50% Member entity established solely for family investment with no third party investors MARITIME AQUARIUM, NORWALK, CT; NON-INVESTMENT RELATED; COMMENCE DATE: 09/25/2006; 7 HRS MTHLY, NONE DURING TRADING HRS; ADVISORY BOARD MEMBER I*101021 FOR-PROFIT NAME : TRUSTEEINVESTMENT RELATED: NADDRESS: NORWALK, CONNECTICUT 06854NATURE: TRUST, POSITION: TRUSTEE, START DATE : 41260NUMBER OF HOURS: 1 HOUR(S) ANNUALLYHOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUSTEE ROLE I*135269 For-Profit Name: Triple Sticks LLC Investment related: YAddress: Houston, Texas 77002Natures: LLC,Position: Other, Authorized signer Start: 12/23/2020Number of hours: 10 hour(s) Annually hours during trading : 0Duties: Entity established for Liability protection purposes for Land purchased in Colorado and gifted to a new LLCTriple Sticks LLC - that will be a manager run partnership LLC with Triple Sticks Corp as the Manager & Member with The TCW Erdmann Family Tr I*135267 For-Profit Name: Tripple Sticks CorpInvestment related: YAddress: Houston, Texas 77002Nature: Corporation,Position: Other, Authorized Signer Start : 12/23/2020 hours devoted: 10 hrs Annually hours during trading : 0Duties: Entity established for Liability protection purposes for Land purchased in Colorado and gifted to a new LLCTriple Sticks LLC - I will be a manager run partnership LLC with Triple Sticks Corp as the Manager & Member with The TCW Erdmann Family Trust I*1540269Entity For Profit Name: Triple Sticks TCW, LLCInvestment related: NAddress of business: Oak Creek, Colorado, 80467Nature: Limited Liability CompanyPosition: Owner Start date: 11/1/2023 hours devoted: 1 hr Yearlyhours during trading : 0Duties: , LLC that owns a property which I, the owner of the LLC will rent as a rental property. I*, Entity Type Fiduciary Role, Name: Estate of J F. E II Address: New Canaan, Connecticut, 06840 Investment Related: Yes Positio: Executor Start: 06/06/ 2023 No Hours: 1 yearly No Hours during trading: 0 Duties: ExecutorI*, Entity Type Fiduciary Role, Name: Est of J F. E II FBO T H. E Art. 6th Sec 3 Address: New Canaan, Connecticut, 06840 Investment Related: Yes Position: Co-Trustee Employee Start: 06/12/ 2024 No Hours: 10 yearly No Hours during trading: 0 Duties: Co-Trustee I*: 2109331Entity Type: Fiduciary RoleName of OBA: C. M. S. Residuary TrustAddress: NORWALK, CONNECTICUTInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 11/27/2024Number of Hours: 0Number of Hours during trading: 0Duties: Independent Trustee I*3833303Type: N/AName: Loan Agreement B/t F R & J F EAddress: Oak Creek, COInvestment Related: NoPosition: N/AStart Date: 02/25/2026Hours: 0, YearlyHours during trading: 0, YearlyDuties: Loan receivable due to Jeff from family friend, F R Loan I*4245273, For Profit, Name of OBA: Triple Sticks TCW, LLC, Address: Oak Creek, Colorado, 80467, Investment Related: N, Position: Other, Employee Start Date: 05/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: J F. E III, as Authorized Manager for Triple Sticks TCW, LLC, a Colorado limited liability company, the Lessor. LLC to protect liability interest for rental property I*4624356, Entity Type: , Name: Live Like C- A Collaborative Book Agreement, Address: Norwalk, Connecticut, 06854, Investment Related: N, Position, Title, Association: coach and storytelling partner, Employee Start Date: 06/01/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: See above, S B will serve as sole author of the book, LIVE LIKE C, whereby J and B will serve as the custodians of C's story with J serving as coach and storytelling partner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-02
• S63 Uniform Securities Agent State Law Examination
  1985-12-23

Other Names

• John Frederick Erdmann
• John Frederick Erdmann Iii -Jeff_
• John Frederick Erdmann Iii