Steven Joseph Withey

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-21
IL	RA	APPROVED	2013-07-11

TX RA
APPROVED_RES

Since 2016-11-21
IL RA
APPROVED

Since 2013-07-11

Branch Locations

Palatine, IL • United States

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA, WELLS, ROSELIEB AND RAIA WEALTH MANAGEMENT, LLC. OUTSIDE INSURANCE BROKERAGE. FRIENDS FOUNDATION - NON-PROFIT; FUNDRAISING; FOOD DRIVE; TRUSTEE; START 05/1999, 5 HRS/MO. POA - IMMEDIATE FAMILY, START 05/2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-23
S63	Uniform Securities Agent State Law Examination	1991-10-09

S65 Uniform Investment Adviser Law Examination

1999-06-23
S63 Uniform Securities Agent State Law Examination

1991-10-09