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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-01
MA RA APPROVED 2019-03-26
  • FL RA
    APPROVED
    Since 2023-04-01
  • MA RA
    APPROVED
    Since 2019-03-26

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Investments, Llc Boston MA 03/2017 02/2019
Unemployed Boston MA 12/2015 02/2017
John Hancock Boston MA 02/2019 Present
John Hancock Funds Llc Boston MA 03/2019 Present
  • 03/2017 → 02/2019
    Boston, MA
  • 12/2015 → 02/2017
    Unemployed
    Boston, MA
  • 02/2019 → Present
    John Hancock
    Boston, MA
  • 03/2019 → Present
    John Hancock Funds Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-13
S63 Uniform Securities Agent State Law Examination 1989-11-06
  • S66 Uniform Combined State Law Examination
    2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    1989-11-06
Designations
Other Names
  • Keith Heim Vanetten

View on SEC IAPD

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