Michael Wayne Smith

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-07-31

CA RA
APPROVED

Since 2001-07-31

Branch Locations

Grover Beach, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Irm Distributors, Inc.	Carpinteria	CA	07/1997	Present
Advantage Wealth Management	Grover Beach	CA	02/2010	Present

07/1997 → Present

Irm Distributors, Inc.

Carpinteria, CA
02/2010 → Present

Advantage Wealth Management

Grover Beach, CA

Other Businesses

ADVANTAGE WEALTH MANAGEMENT- START DATE: 2/4/2010; (SOLE PROPRIETOR) 1154 Marbella Court, Grover Beach, CA 93433; FINANCIAL SALES - SECURITIES THROUGH PSEC AND INSURANCE AND ANNUITY SALES.;NUM OF HRS/MON DEVOTED TO THIS BUS:160 ;NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HRS:160 IR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-18

S63 Uniform Securities Agent State Law Examination

1986-08-18

Other Names

Mike Smith

View on SEC IAPD