John Eric Carlson

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Independent Financial Group
  San Diego, CA
• 07/2010 → Present
  Jlb Partners
  San Diego, CA

Previous Registrations

• 2001-07-31 → 2010-06-29
  Wells Fargo Investments, Llc
  San Diego, CA
  San Diego, CA

Other Businesses

(1) CARLSON WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2010 ADDRESS: 2147 Stanley Hills Drive, Los Angeles CA 90046, United States DESCRIPTION: (1) 100% OWNER/INVESTMENT ADVISER REPRESENTATIVE DBA CARLSON WEALTH MANAGEMENT OFFERING INVESTEMNT BROKERAGE SERVICES SINCE 11/2010. INVESTMENT RELATED. TIME SPENT AS REQUIRED. BUSINESS LOCATED AT OFFICE ADDRESS OF RECORD. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 07/13/2010 ADDRESS: 2147 Stanley Hills Drive, Los Angeles CA 90046, United States DESCRIPTION: (2) CA INSURANCE AGENT OFFERING SALES OF FIXED INSURANCE SINCE 2010. NON-INVESTMENT RELATED. APPROXIMATELY 5% TIME SPENT. BUSINESS LOCATED AT OFFICE ADDRESS OF RECORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-12
• S63 Uniform Securities Agent State Law Examination
  1985-12-30