Best Investors Account Sign in

Robert Frank Hopper

Private Advisor Group, LLC

Carrollton, TX

Morristown, NJ

CRD 1426713

Claim This Profile
Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-06
  • TX RA
    APPROVED
    Since 2021-07-06

Branch Locations

Carrollton, TX • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Carrollton TX 03/2012 Present
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Carrollton TX 04/2014 06/2021
Private Advisor Group, Llc Carrollton TX 06/2021 Present
  • 03/2012 → Present
    Lpl Financial, Llc
    Carrollton, TX
  • 04/2014 → 06/2021
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Carrollton, TX
  • 06/2021 → Present
    Carrollton, TX
Previous Registrations
Other Businesses

1. 03/30/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - HOPPER FINANCIAL SERVICES, INC. 2. 6/2/2014: NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY PUBLIC - 1 HOUR PER MONTH - STARTED 06/01/2014. 3. 8/1/2017: Hopper Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent - Started 07/01/1986 - 10 Hours Per Month/5 Hours During Securities Trading. 4. 8/4/2021 - Private Advisor Group - DBA: (Hybrid) Hopper Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2014 - 10 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 8/4/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/09/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group., an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/9/2021 - Hopper Financial Services, Inc. - DBA: Hopper Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2021 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-25
S63 Uniform Securities Agent State Law Examination 1986-01-02
  • S66 Uniform Combined State Law Examination
    2005-10-25
  • S63 Uniform Securities Agent State Law Examination
    1986-01-02
Designations
  • Chartered Financial Consultant

View on SEC IAPD

More in Carrollton, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor