Best Investors
Account
Sign in
Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-06 |
Branch Locations
Carrollton, TX • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Carrollton | TX | 03/2012 | Present |
| Advisor Resource Council (Formerly: 360 Wealth Management, Llc) | Carrollton | TX | 04/2014 | 06/2021 |
| Private Advisor Group, Llc | Carrollton | TX | 06/2021 | Present |
1. 03/30/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - HOPPER FINANCIAL SERVICES, INC. 2. 6/2/2014: NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY PUBLIC - 1 HOUR PER MONTH - STARTED 06/01/2014. 3. 8/1/2017: Hopper Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent - Started 07/01/1986 - 10 Hours Per Month/5 Hours During Securities Trading. 4. 8/4/2021 - Private Advisor Group - DBA: (Hybrid) Hopper Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2014 - 10 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 8/4/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/09/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group., an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/9/2021 - Hopper Financial Services, Inc. - DBA: Hopper Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2021 - 160 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-02 |
Reach out to this advisor