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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert E. Rowe | Missoula | MT | 01/1984 | 06/2025 |
| Financial West Group | Westlake Village | CA | 11/2001 | 08/2017 |
| Western International Securities, Inc. | Missoula | MT | 08/2017 | 06/2025 |
| Lpl Financial Llc | Missoula | MT | 06/2025 | Present |
1. 6/5/2025: Rowe Financial Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 6/1/2023; 120hrs/mo.; 100hrs during trading. 2. 6/5/2025: Rowe & Associates, Inc; At reported business location(s); Non-Variable Insurance; Inv. related; start date 12/15/2008; 60hrs/mo.; 0hrs during trading. 3. 6/5/2025: Parking Lot Account; Missoula, MT; Real Estate Rental; Inv. related; start date 1/1/2000; 4hrs/mo.; 0hrs during trading. 4. 6/5/2025: Robert E. Rowe; Missoula, MT; Real Estate Rental; Inv. related; start date 06/02/2008; 12 hrs/mo.; 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-02 |
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