Thomas Leo Dooley

Current Employers

Employment History

• 09/2009 → 04/2018
  Boenning & Scattergood Inc
  Powell, OH
• 05/2018 → Present
  D.A. Davidson & Co.
  Dublin, OH

Previous Registrations

• 2009-03-13 → 2009-10-01
  Rbc Capital Markets, Llc
  Dublin, OH
• 2006-05-18 → 2009-03-13
  Ferris, Baker Watts, Llc
  Dublin, OH
  Dublin, OH
• 2001-07-12 → 2006-03-07
  Stifel, Nicolaus & Company, Incorporated
  Dublin, OH
  Dublin, OH

Other Businesses

1) Florida Rental property; investment related; Florida; Rental Property; Co-Owner; starting in 2006; approx 2 hr/mo; no time devoted to the activity during trading hours; duties include paying bills for the property and other property ownership related matters. I am also on the HOA Board but do not have any control over finances. 2) Powell Realty Investments; investment related; Powell, OH; LLC for Rental Property; LLC Member; starting 10/17/2018; approx 10 hr/year; no time devoted to the activity during trading hours; provide capital and identify properties. 3) TOM AND JANE DOOLEY; INVESTMENT RELATED; POWELL, OH; VACATION/RENTAL PROPERTY IN FLORIDA; PROPERTY OWNER; START 2/19/22; 5 HRS/WK, NO TIME DEVOTED DURING SECURITIES TRADING HOURS; OWNS A PROPERTY WITH MY WIFE. 4) COLONY DON PEDRO I-III HOMEOWNERS ASSOCIATION; NON-INVESTMENT RELATED; PLACIDA, FL; VICE PRESIDENT OF BOARD; START 1/24/23; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; VOTING ON HOA AFFAIRS AND BUDGET ITEMS.

Exams

• S66 Uniform Combined State Law Examination
  1998-01-20