Anthony Paul Gregory

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-06-11

TX RA
APPROVED

Since 2007-06-11

Branch Locations

Tarpley, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Various Insurance Companies	Houston	TX	02/2004	Present
Royal Alliance	Houston	TX	03/2007	Present

02/2004 → Present

Various Insurance Companies

Houston, TX
03/2007 → Present

Royal Alliance

Houston, TX

Previous Registrations

2008-01-01 → 2008-12-31

United Securities Alliance, Inc.

Greenwood Village, CO
2007-07-10 → 2007-12-31

United Securities Alliance, Inc.

Englewood, CO
2004-02-17 → 2007-02-28

United Securities Alliance, Inc.

Houston, TX

Houston, TX
2003-02-13 → 2003-12-31

First Montauk Securities Corp.

Houston, TX
1998-01-06 → 2002-12-09

Morgan Stanley Dw Inc.

Houston, TX

Other Businesses

1. ROYAL ALLIANCE ASSOCIATES; INVESTMENT RELATED; 2901 RIO HONDO LOOP EAST, TARPLEY, TX 78883-4467 ; FINANCIAL ADVISOR; SINCE 3/1/2007; 15 HRS/MTH, 15 HRS/DST; CORPORATE REGISTERED INVESTMENT ADVISOR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-05-04

S63 Uniform Securities Agent State Law Examination

1993-05-04

Other Names

Tony Gregory

View on SEC IAPD