Joseph William O'connell

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-08-19
TX	RA	APPROVED	2014-04-15
NJ	RA	APPROVED	2014-02-10

PA RA
APPROVED

Since 2016-08-19
TX RA
APPROVED

Since 2014-04-15
NJ RA
APPROVED

Since 2014-02-10

Branch Locations

955 Chesterbrook Blvd Ste 320, Chesterbrook, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Berwyn	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Berwyn	PA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Berwyn, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Berwyn, PA

Other Businesses

OUR LADY OF THE ASSUMPTION; NOT INV RELATED; WAYNE, PA; FINANCE COMMITTEE MEMBER; START DATE 06/01/2025; 2 HOURS PER MONTH; 0 HURS DURING TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-07
S63	Uniform Securities Agent State Law Examination	1987-12-09

S65 Uniform Investment Adviser Law Examination

2014-02-07
S63 Uniform Securities Agent State Law Examination

1987-12-09

Other Names

Joseph William Oconnell

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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