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Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-29
  • PA RA
    APPROVED
    Since 2021-04-29

Branch Locations

851 Duportail Rd 2Nd Floor, Chesterbrook, PA 19087 • United States

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Philadelphia PA 03/2009 10/2017
Wells Fargo Advisors Llc Wilmington DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wilmington DE 11/2016 10/2017
Whispering Brooke Capital, Llc Newtown Square PA 10/2017 10/2024
Thrivent Investment Management Inc Newton Square PA 04/2019 02/2021
Thrivent Financial Appleton WI 05/2019 06/2019
Thrivent Financial Appleton WI 06/2019 02/2021
Gradient Advisors Llc. Arden Hills MN 04/2021 Present
Eckroth Family Partnership, Llc Newton Square PA 11/2017 10/2024
Honey Badger Homes, Llc Newton Square PA 11/2017 Present
Micozzi Realtors Aldan PA 08/2019 12/2021
Weichert Realtors West Chester PA 12/2021 Present
Whispering Brook Tax Prep, Llc Chesterbrook PA 03/2026 Present
  • 03/2009 → 10/2017
    Wachovia Bank, N.A.
    Philadelphia, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Wilmington, DE
  • 11/2016 → 10/2017
    Wilmington, DE
  • 10/2017 → 10/2024
    Whispering Brooke Capital, Llc
    Newtown Square, PA
  • 04/2019 → 02/2021
    Newton Square, PA
  • 05/2019 → 06/2019
    Thrivent Financial
    Appleton, WI
  • 06/2019 → 02/2021
    Thrivent Financial
    Appleton, WI
  • 04/2021 → Present
    Arden Hills, MN
  • 11/2017 → 10/2024
    Eckroth Family Partnership, Llc
    Newton Square, PA
  • 11/2017 → Present
    Honey Badger Homes, Llc
    Newton Square, PA
  • 08/2019 → 12/2021
    Micozzi Realtors
    Aldan, PA
  • 12/2021 → Present
    Weichert Realtors
    West Chester, PA
  • 03/2026 → Present
    Whispering Brook Tax Prep, Llc
    Chesterbrook, PA
Previous Registrations
  • 2019-04-29 → 2021-02-19
    Camp Hill, PA
    Newton Square, PA
  • 2009-04-23 → 2017-10-27
    Minneapolis, MN
    Wayne, PA
    Wilmington, DE
    Wyomissing, PA
    Charlotte, NC
    Wayne, PA
    Wilmington, DE
    Radnor, PA
    Philadelphia, PA
    Minneapolis, MN
  • 2004-10-20 → 2009-03-16
    Banc Of America Investment Services, Inc.
    Philadelphia, PA
    Blue Bell, PA
    Philadelphia, PA
  • 2003-10-20 → 2004-10-20
    Quick & Reilly, Inc.
    Philadelphia, PA
Other Businesses

1. Whispering Brook Capital, LLC | Investment Related | 851 Duportail Rd, 2nd Floor, Chesterbrook, PA 19087 |Advisory | Owner | Investment Advisor Representative | 10/2024 | 140hrs/mo | 80hrs/mo during trading | Advisory Services 2. Whispering Brook Financial, LLC | Investment Related | 851 Duportail Rd, 2nd Floor, Chesterbrook, PA 19087 | Insurance | Owner | Agent | 05/2025 | 20hrs/mo | 80hrs/mo during trading | Insurance Services 3. Honey Badger Homes, LLC | Investment Related | 1604 Whispering Brooke Dr Newtown Square PA 19073 | Real Estate Holding | Manager | 05/2018 | 5hrs/mo | 0hrs during trading |Holding company for real estate purchases 4. Weichert Realtors - Licensed Real Estate Agent | Investment Related | 1238 West Chester Pike West Chester PA 19382 | Real Estate | Managing Member | 10hrs/mo outside of trading | Real Estate Agent 5. Whispering Brook Tax Prep, LLC | Not Investment Related | Chesterbrook PA | Tax Preparation | Founder | CEO | 03/2026 | 12hrs/mo | 12hrs/mo during trading | Management and oversight

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-28
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2002-06-28
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23
Other Names
  • Steven R Eckroth
  • Steve R Eckroth
  • Steven R Eckroth
  • Steve R Eckroth
  • Steven R. Eckroth
  • Steven Ronald Eckroth
  • Steven Ronald Eckroth
  • Steven Eckroth
  • Steve Eckroth

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