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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-04-29 |
Branch Locations
851 Duportail Rd 2Nd Floor, Chesterbrook, PA 19087 • United States
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Philadelphia | PA | 03/2009 | 10/2017 |
| Wells Fargo Advisors Llc | Wilmington | DE | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | DE | 11/2016 | 10/2017 |
| Whispering Brooke Capital, Llc | Newtown Square | PA | 10/2017 | 10/2024 |
| Thrivent Investment Management Inc | Newton Square | PA | 04/2019 | 02/2021 |
| Thrivent Financial | Appleton | WI | 05/2019 | 06/2019 |
| Thrivent Financial | Appleton | WI | 06/2019 | 02/2021 |
| Gradient Advisors Llc. | Arden Hills | MN | 04/2021 | Present |
| Eckroth Family Partnership, Llc | Newton Square | PA | 11/2017 | 10/2024 |
| Honey Badger Homes, Llc | Newton Square | PA | 11/2017 | Present |
| Micozzi Realtors | Aldan | PA | 08/2019 | 12/2021 |
| Weichert Realtors | West Chester | PA | 12/2021 | Present |
| Whispering Brook Tax Prep, Llc | Chesterbrook | PA | 03/2026 | Present |
1. Whispering Brook Capital, LLC | Investment Related | 851 Duportail Rd, 2nd Floor, Chesterbrook, PA 19087 |Advisory | Owner | Investment Advisor Representative | 10/2024 | 140hrs/mo | 80hrs/mo during trading | Advisory Services 2. Whispering Brook Financial, LLC | Investment Related | 851 Duportail Rd, 2nd Floor, Chesterbrook, PA 19087 | Insurance | Owner | Agent | 05/2025 | 20hrs/mo | 80hrs/mo during trading | Insurance Services 3. Honey Badger Homes, LLC | Investment Related | 1604 Whispering Brooke Dr Newtown Square PA 19073 | Real Estate Holding | Manager | 05/2018 | 5hrs/mo | 0hrs during trading |Holding company for real estate purchases 4. Weichert Realtors - Licensed Real Estate Agent | Investment Related | 1238 West Chester Pike West Chester PA 19382 | Real Estate | Managing Member | 10hrs/mo outside of trading | Real Estate Agent 5. Whispering Brook Tax Prep, LLC | Not Investment Related | Chesterbrook PA | Tax Preparation | Founder | CEO | 03/2026 | 12hrs/mo | 12hrs/mo during trading | Management and oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-23 |
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