Constantine Spiro Basdakis

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Lpl Financial, Llc
  Irvine, CA
• 11/2016 → Present
  Stratos Wealth Partners, Ltd
  Irvine, CA

Previous Registrations

• 2005-03-02 → 2007-04-11
  Transamerica Financial Advisors, Llc
  Irvine, CA
  Irvine, CA
• 1997-07-08 → 2005-03-11
  Citigroup Global Markets Inc.
  Orange, CA

Other Businesses

1. 01/31/2015: BASDAKIS WEALTH MANAGEMENT GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 114 PACIFICA, SUITE 320, IRVINE, CA 92618 - START 04/01/2007 - 15 HR/MO NONE DURING SECS TRDG HRS 2. 02/04/2015: BGA INSURANCE - INV REL - 114 PACIFICA, SUITE 320, IRVINE, CA 92618 - NON-VARIABLE INSURANCE - START 01/28/2015 - 10 HR/MO NONE DURING SECS TRDG HRS - BASDAKIS ENTERPRISES: LIFE, DISABILITY, LTC 3. 08/06/2015 - BWMG, Inc. - INV REL - 114 Pacifica Ste. 320 Irvine, CA 92618 - DBA for LPL Business (entity for LPL business) - START 07/29/2015 - 40 HOURS PER MONTH, 25 DURING TRADING - Basdakis Wealth Management Group, Inc. 4. 11/03/2016 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 114 Pacifica Suite 320 Irvine CA 92618 - Start 11/18/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading. 5. 11/22/2016 - Stratos Wealth Partners - DBA: (Hybrid) Basdakis Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/18/2016 - 160 Hours Per Month/8 Hours During Securities Trading - IAR - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 6/13/2017 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/18/2016 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 6/13/2017 - BWMG, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start 11/18/2016 - 160 Hours Per Month/8 Hours During Securities Trading. 8. 1/2/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/28/2019 - 2 Hours Per Month/0 Hours During Securities Trading. 9. 9/11/2023 - Basdakis Wealth Management Group Inc. - Investment Related - 18012 Sky Park Circle Suite 150 - Real Estate Rental - Start Date: 1/17/2022 - 2 Hours Per Month/0 Hours During Securities Trading - Renting office space to one Advisors. 10. 04/02/2007 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-30
• S63 Uniform Securities Agent State Law Examination
  1985-11-22

Other Names

• Dino Basdakis
• Gus Basdakis