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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-01-18 |
| IL | RA | APPROVED | 2015-02-27 |
| TX | RA | APPROVED | 2015-02-27 |
Branch Locations
2001 Butterfield Rd Ste 1520, Downers Grove, IL 60515 • United States
Panama City Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Downers Grove | IL | 02/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Downers Grove | IL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Aqua Condo 15625 Front Beach Rd. Panama City Beach Fl 32413, ,; Investment-Related; 11/02/2015. Business Ownership; A & N holdings; OWNER; CONDO in Westmont HAS BEEN SOLD BUT STILL HAVE A&N HOLDINGS ACCOUNT AT AMERIPRISE #2402-6871 WITH ABOUT $2,181 IN CASH holding company for a Condo which was previously disclosed when I got hired February 28 2015. I opened the account here but at that time they told me to disclose the real estate; 2719 wolf river ct Naperville Il 60565, ,; Investment-Related; 02/28/2015; 1 to 9 hours per month; 0 during trading hours / LA DOLCE VITA HOLDINGS LLC; 100% OWNER OF LLC; LLC OWNS A CONDO.REAL ESTATE; front beach rd unit 2010, , PANAMA CITY BEACH, FL, 32413; Investment-Related; 01/15/2020; 0 hours per month; 0 during trading hours / Calypso 407w holdings llc; I AM THE ONLY MEMBER OF THE LLCSINCE ITS A RENTEL CONDO AND I HAVE A SERVICE THAT RENTS IT THERE IS NOT MUCH I DO; THE LLC OWNS A SINGLE CONDO THAT IS A VACATION RENTAL; 15625 FRONT BEACH RD, , PANAMA CITY BEACH, FL, 32413; Investment-Related; 06/26/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-20 |
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