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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| CT | RA | APPROVED | 2020-02-25 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Paramus | NJ | 06/2007 | Present |
| Morgan Stanley Smith Barney | Paramus | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RPS GROUP; NOT INVESTMENT RELATED; DALLAS TEXAS; TREASURER; REAL ESTATE- DUPLEXES TIME SPENT: 1 HR; 0 DURING TRADE HRS; SACKLER AND ASSOCIATES; 2. TENAFLY, NEW JERSEY; OWNER/BROKER; STARTED IN 1987; ONE HOUR A MONTH USUALLY NOT DURING TRADING HOURS; 3. THE M WORD-RADIO SHOW AND BOOK- 238 ENGLE STREET NJ- MEMBER OF LLC, CREATOR AND HOST OF THE RADIO SHOW AND WRITER OF THE BOOK "THE M WORD" ( TITLE MAY BE CHANGED BY PUBLISHING COMPANY- CURRENTLY CREATING A MANUSCRIPT WITH COLLABORATOR AND EDITOR DUE SEPTEMBER 5TH. WILL PLAN TO HIRE A PUBLICIST AND WILL SPEND TIME MARKETING THE BOOK UPON RELEASE WHICH SHOULD BE EARLY 2013-CURRENTLY WRITING BOOK WHICH IS TIME INTENSIVE UNTIL SEPT. 5TH. SPEND 10-15 HOURS A WEEK ON WEEKENDS- NO SHARES INVOLVED. OWN 100% OF LLC- NOT INVESTMENT RELATED *70842 - The M Word LLC; Investment related: No; Englewood, New Jersey; Investment/Finance/Banking; Other (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 10; After business hours: 10; Administrative 5. THE M WORD JOURNAL, AUTHOR; DURING BUSINESS HOURS- 2; AFTER BUSINESS HOURS- 5; START DATE: 01/2015; NOT INVESTMENT RELATED 6. 7682 LLC Fig & Thistle; Wine Bar: Investment related; Food & Beverage; Independent Contractor; Consulting on operations; 04/2017; 0,1 9. BID; Not Investment related; NJ; Independent Contractor; 02/2017; 0, 5 7. JCC on Palisades; Tenafly, NJ; Investment related; Board member; 06/2017; During business hours: 0; After business hours: 3 8. Sackler & Associates; Investment related - No; Private Company; Director (proprietor, partner, officer, director, employee, trustee, agent); 08/1989; During business hours: 1; After business hours: 0 *417498 - Martha Graham Dance Company; Investment related - No; New York, New York; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 1; After business hours: 2; Co-Chair of Finance Committee 10. *429057 - New Jersey Israel Commission; Investment related - No; Trenton; New Jersey; Government; Appointee/Member of Commission (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 1; After business hours: 1; *683469- Interdisciplinary Task Force; Investment related: No; Trenton, New Jersey; Government; Advisory Board, member (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 0; Other - Have no idea
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
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